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United Nations Department of Economic and Social Affairs Sustainable Development

Smart Specialisation Strategies - STI Roadmaps for SDGs

    Description
    Intro

    Smart Specialisation Strategies for Research and Innovation are an innovation in policy-making process that encourages targeted public and private investments in the priority domains that were chosen bottom-up, in a process of dialogue of business, academia, civil society and public authorities, called entrepreneurial discovery. The needs for investment are defined on the basis of deep dives into specific inter-sectorial challenges such as Life Science Technologies for Well-being and Health. A total of 68 billion euro has been invested into smart specialisation priority domains since 2014-2020. Further investment will follow in the period 2021-2027.

    Objective of the practice

    Smart Specialisation approach is based on localising and prioritising SDGs. Each territory needs to identify the key economic, societal and environmental challenges and build a strategy and action plan showing how knowledge and innovation inputs will be used to address these challenges. The main novelties of this approach compared to innovation policies implemented before are: (i) its place-based focus (all the challenges affecting a specific territories are taken into account); (ii) coming out of the traditional policy silos and integrating measures on economic and industrial policy, science, technology and innovation policy, agricultural and energy policies etc., which allows identifying interlinkages and synergies; (iii) mobilising active participation of stakeholders not only during design phase but also implementation and monitoring; (iv) building institutional capacity of policy-makers and stakeholders; (v) highly operational character, with clear governance structures and financing frameworks (vi) creating national and international alliances (thematic partnerships) to address the key challenges together.<br />
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    As a new policy concept, the implementation of this approach was challenging for many national and subnational governments. European Commission, starting from 2011, has been providing information, guidance, peer reviews, trainings and seminars to facilitate the learning process and sharing of good practices through Smart Specialisation Platform that continues its role as a learning network, also beyond Europe.<br />
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    A lot of attention is put on monitoring and evaluation of progress in the implementation of Smart Specialisation Strategies, making sure that general and priority-specific indicators are defined, measured and discussed with stakeholders.<br />
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    Smart Specialisation Strategies is a policy initiative that is being implemented on most of the European continent and spreading to other ones. They have been acknowledged by international organizations such as European Union, OECD and the World Bank. The first full impact assessment is expected in 2020, after the first implementation period. The success of smart specialisation owes a lot to its adaptability to different territorial contexts – it is used at local and urban level, subnational (regions in the European Union and national level and in international partnerships). Without losing its main focus it can be easily applied in different political and administrative realities all over the world.

    Partners
    The main donors include European Union (40 billion euro in 2014-2020), EU Member States (28 billion euro in the same period). These sums include co-investment from private sector.

    Innovative partnerships are formed at the implementation stage (science-business consortia, clusters, international thematic partnerships etc.).
    Implementation of the Project/Activity

    There are 120 Smart Specialisation Strategies being implemented at the moment at national and subnational level. The first stage was the design of the strategies that had to be validated by the European Commission. Upon approval, targeted financing for Research and Innovation activities was made available to a range of stakeholders. Depending on the country, the implementation can be managed at subnational or national level. There is also EU-funding available for international projects. Regular monitoring and evaluation is required, both in terms of overseeing the investments and achieving the planned objectives. The guidance on monitoring includes defining the general and priority-specific indicators along the logic of intervention.

    Results/Outputs/Impacts
    The full assessment of impacts is planned after the first stage of implementation finishes in 2020. The impacts registered so far include more targeted and precise public investment, better use of available funds and changes in policy-making process. Smart Specialisation approach encouraged many governments to more meaningfully involve stakeholders, start inter-ministerial or inter-departamental cooperation and better implement multi-level governance concept. Examples of success stories can be found at: http://s3platform.jrc.ec.europa.eu/smart-stories
    Enabling factors and constraints
    Enabling conditions include providing regulatory and financing framework, methodological guidance and learning networks.
    The main constraint to be overcome was low institutional capacity in less-developed territories. The ongoing work of building a network of public and private experts, practitioners and advocates; accumulating methodological and practical knowledge; and providing targeted support are constant efforts to address this constraint.
    Sustainability and replicability
    Smart Specialisation approach has already been taken up beyond Europe, from Ukraine and Georgia, Turkey, Tunisia, to Australia and Latin America. It shows a clear case for replicability, even if the level of financing available in Europe is not present. Many national governments beyond European Union have decided to mobilise their own or other donor resources to be able to use this successful good practice.
    Depending on the chosen priorities all the dimensions of sustainable development are addressed: economic, social and environmental aspects are taken into account throughout the whole policy cycle.
    Conclusions

    Smart Specialisation is an innovative approach for Science, Innovation and Technology Roadmaps for Sustainable Development Goals. It is evidence-based, inclusive and operational, creating an ever stronger follow-up at global level.

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    Resources
    Other, please specify
    Financing and staff and technical expertise
    No progress reports have been submitted. Please sign in and click here to submit one.
    False
    Action Network
    SDG Good Practices First Call
    This initiative does not yet fulfil the SMART criteria.
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    Timeline
    01 January 2014 (start date)
    31 December 2020 (date of completion)
    Entity
    European Commission, SG E2
    SDGs
    Region
    1. Europe
    Geographical coverage
    29 European countries with completed strategies at national or subnational level, 12 EU Neighbourhood countries in the process of developing the strategies, 10 countries on other continents with advanced cooperation on smart specialisation
    Website/More information
    N/A
    Countries
    European Commission
    European Commission
    Contact Information

    Lucian Parvulescu, Policy Officer