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United Nations Department of Economic and Social Affairs Sustainable Development

Empowering people and ensuring inclusiveness and equality for sustainable development: the Regional Agreement on Access to Information, Public Participation and Justice in Environmental Matters in Latin America and the Caribbean (Escazu Agreement)

    Description
    Intro

    The Escazu Agreement, adopted in March 2018, is the first environmental treaty of Latin America and the Caribbean and the only one stemming from Rio+20. The Agreement is the remarkable result of a process the began in 2012 at Rio+20 and comes after nine meetings of the negotiating committee convened since 2014 with significant participation of the public. The process recognized that the world is facing several fundamental challenges, such as climate change and the depletion of natural resources, which require profound transitions towards sustainable development and that these challenges cannot be met by any one actor alone.

    Objective of the practice

    The Objective of the Escazu Agreement is to guarantee the full and effective implementation in Latin America and the Caribbean of the rights of access to environmental information, public participation in the environmental decision-making process and access to justice in environmental matters, and the creation of and strengthening of capacities and cooperation, contributing to the protection of the right of every person of present and future generations to live in a healthy environment and to sustainable development. Thus, through transparency, openness and participation, the regional agreement contributes to the shift towards a new development model and tackles the region’s inefficient and unsustainable culture of narrow, fragmented interests. In that vein, the agreement vows to include those that have traditionally been underrepresented, excluded or marginalized and give voice to the voiceless, reaching those furthest behind. The Agreement puts an emphasis on persons and groups in vulnerable situations with specific obligations to overcome barriers in the exercise of their rights. It also includes specific provisions to ensure a safe and enabling environment for environmental human rights defenders. For example, it provides for obligations to minimize/waive costs, identify and actively include certain groups in policy/decision-making, provide guidance/assistance, guarantee accessibility or consider specific characteristics of the public. With this agreement, the region is also giving a true example of how to balance the three dimensions of sustainable development. By engaging the public in all decisions that affect them and establishing a new relationship between the State, the market and society, our countries are refuting the false dichotomy between environmental protection and economic development. Growth cannot take place at the expense of the environment and the environment cannot be managed disregarding our economies and peoples. The Escazú Agreement puts Principle 10 of the Rio Declaration into practice and offers an unparalleled platform to strengthen the implementation of Multilateral Environmental Agreements in the region (for example, article 6 of UNFCCC and 12 of the Paris Agreement). It is also crucial to pool efforts for engaging the public effectively in decision making on environmental matters and respond to the many challenges faced by our region, from the degradation of the environment and ecosystems and the plundering of natural resources associated with today’s production and consumption dynamics, compounded by urban concentration, to social inclusion and equality and eradicating poverty. These challenges are being exacerbated by global challenges such as climate change that greatly impact the LAC region, particularly its vulnerable persons and groups. The Escazú Agreement is embodied in all Sustainable Development Goals (SDGs), contributing to the fulfilment of the United Nations 2030 Sustainable Development Agenda. In particular, SDG 16 promotes peaceful and inclusive societies, requires guaranteeing equal access to justice, effective, reliable and transparent institutions and the adoption of inclusive, participatory and representative decisions. It also calls to ensure public access to information and promote non-discriminatory laws and policies for sustainable development. Environmental democracy links human rights, the right to a healthy environment and public policy, making it fundamental to achieve the SDGs.

    Partners
    The negotiations gathered Government delegates, representatives of the public, UN agencies, subregional organizations, experts, academia and other interested stakeholders that actively participated on a collaborative basis and an equal footing. The transparent and participatory negotiating process has been applauded and recognized world-wide. Open to the 33 LAC countries, the agreement has the potential to benefit over 500 million people in accessing information, participating in decision-making that affect their lives and accessing justice. Six representatives of the public were elected through the Regional Public Mechanism. Contributions came from countries within and outside the region, development banks, subregional organizations and UN agencies.
    Implementation of the Project/Activity

    Initiated at Rio+20 and grounded on the tenets of Principle 10 of the 1992 Rio Declaration on Environment and Development, the regional agreement came into existence after a preparatory phase of two years and nine intense meetings of its negotiating committee, with significant participation of the public. The Agreement opened for signature of the 33 countries of Latin America and the Caribbean on September 27, 2018 at United Nations Headquarters in New York, coinciding with the high-level segment of the General Assembly. From that moment it can also be ratified. 16 countries have signed already the Agreement: Antigua and Barbuda, Argentina, Brazil, Bolivia, Costa Rica, Dominican Republic, Ecuador, Guatemala, Guyana, Haiti, Mexico, Panama, Paraguay, Peru, Saint Lucia and Uruguay. The Escazu Agreement will entry into force once ratified by at least 11 States. Maintaining the momentum and working with countries, civil society and international and regional bodies to support national signature and ratification or accession processes is key to ensure the prompt entry into force of the Agreement. UN ECLAC, as Technical Secretariat, and Costa Rica, as lead country, have been working together to support countries and civil society to undertake actions for the prompt entry into force of the Agreement. Signatory countries are starting to work on the development of a roadmap for implementation of provisions, involving different stakeholders. Those practices will be reviewed at the first Conference of the Parties, expected to be convened by UN ECLAC no later than one year after the entry into force of the Agreement. Furthermore, the agreement has established several monitoring, support and follow-up mechanisms to assist countries in implementing the obligations once it enters into force. The Conference of the Parties shall examine and promote the implementation and effectiveness of the present Agreement. The Secretariat shall provide assistance to the Parties upon their request for capacity-building, including the sharing of experiences and information and the organization of activities, and will operate a virtual and universally accessible clearing house on access rights. A voluntary fund is established to support the financing of the implementation of the agreement and Committee to Support Implementation and Compliance is provided for to promote the implementation and to support the Parties in that regard. Such Committee shall be of a consultative and transparent nature, non-adversarial, non-judicial and non-punitive and shall review compliance of the Agreement and formulate recommendations, in accordance with the rules of procedure established by the Conference of the Parties, ensuring the significant participation of the public and paying particular attention to the national capacities and circumstances of the Parties.

    Results/Outputs/Impacts
    The adoption of the Agreement has escalated environmental democracy in the political and policy agendas of countries. Several activities have been undertaken to strengthen access rights in countries of the region and to disseminate and educate on these matters (i.e. Argentina, Ecuador, Costa Rica, Guyana, among others). Interlinkages have been made between access rights, human rights and Multilateral Environmental Agreements. For example, 27 UN human rights experts issued a joint statement in September 2018 welcoming the Escazu Agreement and highlighting the fostering of good governance and basic democratic rights as well as its enabling character for environmental protection and sustainable development. They also praised its emphasis on people and groups in vulnerable situations and measures to try to help those most in need, focusing on overcoming the barriers and difficulties that hinder the full enjoyment of human rights related to the environment, which is especially crucial in Latin America and the Caribbean. They also stressed that in keeping with international human rights obligations, the regional agreement sets important standards that will be fundamental in addressing some of the worlds most pressing challenges such as climate change, land degradation, water pollution, natural disasters and the depletion and unsustainable use of natural resources. In the 2018 Conference of the Parties of both the Biodiversity Convention and Climate Change Conventions, several events organized by Governments and civil society organizations, highlighted the importance of the Escazu Agreement to reach the goals of those international instruments, particularly to ensure leaving no one behind. The Agreement made more explicit than ever three significant consensus reached by the international community: (i) human well-being is intrinsically linked to environmental quality and peace; (ii) the interdependence between human rights and environment; and that (iii) the participation of the public and their access to information and knowledge are essential to develop and implement effective policies, as well as to ensure the active collaboration of all people for the implementation of these policies. Countries adhering at the Agreement will ensure that the most vulnerable groups and those in poverty will be included in the environmental decision-making processes that directly affect them. It will ensure Parties guarantee the right of access to justice to challenge any decision, action or omission related to access to information, public participation in decision-making process or when facing environmental damages. The Agreement will trigger the adoption of the necessary measures, of a legislative, regulatory, administrative or any other nature, to guarantee the full and effective implementation of access rights. Given its significant, the Agreement has been highlighted in several international resolutions since its adoption: 2018, April. Second Regional Forum for Sustainable Development (UN ECLAC); 2018 May, 37th session of UN ECLAC; 2018, June, Forty-Eight Regular Session OAS, Resolution AG/RES. 2928 (XLVIII-O/18) Promotion and Protection of Human Rights; 2018, July, Sixth OECS Council of Ministers on Environmental Sustainability; 2018, October, XXI Forum of the Ministers of Environment of LAC; 2018, November, XXVI, Ibero-American Summit.
    Enabling factors and constraints
    The strategic partnership between Governments, civil society organizations and the support of UN ECLAC as Technical Secretariat have been key to reach the agreement. The negotiations of the treaty brought together Government delegates, representatives of the public, experts, academia and other interested stakeholders that actively participated on a collaborative basis and an equal footing, with public participation channeled through modalities for the participation of the public, elected representatives of the public and a Regional Public Mechanism. Negotiating meetings were open to the general public and webcast live and the public was able to participate significantly, taking the floor, submitting documents, proposals and text language and organizing briefings/side events. This transparent and participatory negotiating process was innovative in regional and universal treaty-making and has been praised and recognized world-wide as a good practice and model that could be followed in other international negotiations. Even though at the beginning was not easy to reach consensus amongst Governments and civil society, during the process, all stakeholders learned to actively listen to each other and build trust that helped to reached consensus. The treaty also demonstrated that, on the basis of different national realities and capacities, it is possible to advance towards common regional goals and targets, evidencing the need and opportunities offered by a regional approach to sustainable development. Based on capacity-building and cooperation, countries with different levels of development and implementation identified a joint objective and committed to regional standards on access rights with the final aim of guaranteeing the right to a healthy environment. Being a regional treaty, it also offered a platform to overcome challenges of specific groups of countries such as Least Developed Countries, Small Island Developing States and Landlocked Developing Countries. The negotiations took place in both English and Spanish at the same time and the legal and political structures of the different countries (e.g. Common law/continental law) were not an obstacle to reach agreement but rather an opportunity to identify common ground, share experiences and lessons learned. During the negotiation, it became clear that all countries of the region had made important developments but also needed to face relevant challenges to ensure the full implementation of access rights.By adopting the first regional treaty on environmental matters, Latin American and Caribbean States also reinforced their strong commitment to environmental protection and human rights and, above all, are sending out an unequivocal message in favour of multilateralism, solidarity, equality and regional integration.
    Sustainability and replicability
    Following the experience of the Aarhus Convention (sister Convention under the UN ECE Secretariat) there is no doubt as to the fact that the benefits of the convention will be much greater than the costs of implementing it. It is necessary to consider that Principle 10 is a challenge that countries have already accepted, and what the regional instrument allows is to address it jointly and collaboratively. The Escazu Agreement also contributes to the implementation of the 2030 Agenda, particularly SDG 16, and Multilateral Environmental Agreements. Therefore, by implementing the Escazú Agreement countries of the region will also make strides in meeting other international obligations, thus maximizing resources and efforts.

    While also promoting inter-regional cooperation, the Escazu Agreement also builds on intraregional and South-South cooperation, allowing for the provision of technical assistance, capacity-building and cooperation among countries of the region. Furthermore, as the Escazu Agreement is a treaty, once ratified by the countries sustainability is ensured by making environmental access rights a State policy that goes beyond political and government cycles. The ratification process, which normally requires internal procedures affecting one or more branches of the State, also fosters internal coordination and consultation within different institutions, bodies and relevant stakeholders.Others regions of the world (Africa, Asia) are looking to replicate this experience.
    Conclusions

    On 4 March 2018 a groundbreaking pact on environmental matters was adopted in the UN ECLAC region. The Escazu Agreement is the first binding regional agreement of the LAC countries to protect the rights of access to information, public participation and access to justice in environmental matters as enshrined in Principle 10 of the Rio Declaration. It also requires States to guarantee a safe and enabling environment for persons, groups and organizations that promote and defend human rights in environmental matters and to take measures to prevent, investigate and punish attacks, threats or intimidations to these individuals. UN Special Rapporteur on Human Rights and Environment has called it one of the most important human rights treaties and one of the most important environmental treaties of the last twenty years. The Escazu Agreement is the remarkable result of a process the began at the 2012 Rio+20 UN Conference on Sustainable Development and comes after nine meetings of the negotiating committee convened since 2014. Guaranteeing access rights for all is fundamental for addressing inequality and advancing towards environmentally sustainable development. These rights ensure not only that environmental problems disproportionately affecting vulnerable persons and groups are addressed, but also that the needs of those groups are properly considered, in line with the commitment enshrined in the 2030 Agenda to leave no one behind. Access rights in environmental matters therefore constitute a keystone of the relationship between human rights and the environment.The timing for intensifying the full application of Principle 10 could not be more appropriate. The rights of access enshrined in this principle are at the heart of the 2030 Agenda and permeate and are manifested in all the sustainable development goals. The SDGs expressly link human well-being with environmental quality and peace. Five goals address environmental matters (SDGs 6, 12, 13, 14 and 15) and well-being based on the environment is present in the targets of all the other goals. In addition, goal 16, which promotes just, peaceful and inclusive societies for sustainable development, requires that officials guarantee equality in access to justice; effective, responsible and transparent institutions; and the adoption of inclusive, participatory and representative decisions. In this context, the mechanisms and instruments established for ensuring Principle 10 effective application are key elements of the accountability scheme of the 2030 Agenda.Cognizant of the centrality of societies in addressing key sustainable development challenges in LAC, such as climate change, increasing sea-level rise, ocean acidification, biodiversity loss and disaster risk reduction, the Escazu Agreement offers a transformative path towards sustainable development. Considered an invaluable tool for achieving participatory and inclusive sustainable development that places equality at the core, it also reflects the priorities of the region and supports the enhancement of environmental information, participation and justice through capacity-building and cooperation, focusing on those most vulnerable and furthest behind.

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    Name Description
    17.14 Enhance policy coherence for sustainable development
    Action Network
    SDG Good Practices First Call
    This initiative does not yet fulfil the SMART criteria.
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    Timeline
    27 June 2012 (start date)
    27 September 2018 (date of completion)
    Entity
    Ministry of Foreign Affairs and Worship of Costa Rica
    SDGs
    Region
    1. Latin America and the Caribbean
    Geographical coverage
    The Escazu Agreement is open to the 33 Latin American and Caribbean countries, aiming to ensure the rights of access to information, participation and justice of a population of over 500 million.
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    Empowering people and ensuring inclusiveness and equality for sustainable development: the Regional Agreement on Access to Information, Public Participation and Justice in Environmental Matters in Latin America and the Caribbean (Escazu Agreement) Empowering people and ensuring inclusiveness and equality for sustainable development: the Regional Agreement on Access to Information, Public Participation and Justice in Environmental Matters in Latin America and the Caribbean (Escazu Agreement) Empowering people and ensuring inclusiveness and equality for sustainable development: the Regional Agreement on Access to Information, Public Participation and Justice in Environmental Matters in Latin America and the Caribbean (Escazu Agreement)
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    Contact Information

    Norman Lizano, Ambassador, Coordinator of Multilateral Affairs