Accelerating progress towards SDG 6: a system strengthening approach for water, sanitation and hygiene that leaves no one behind

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Description

Intro

WASH system strengthening is about strengthening the environment into which WASH services and behaviours are introduced to ensure they continue to deliver benefits to everyone in society long after implementation. WASH system strengthening has evolved from an understanding that service delivery alone, without support to strengthen citizens’ voice, government leadership and accountability, and public institutions, will fail to reach everyone in society with sustainable, high-quality WASH access. System strengthening requires detailed context analyses to identify areas of the system requiring targeted support. It takes time, requiring close collaboration with government (at multiple levels), service providers, civil society and communities.

Objective of the practice

The overall objective of system strengthening is to ensure that WASH access (both services and behaviours) is universal, inclusive and sustained long after an intervention has finished. By identifying and tackling systemic blockages to WASH inclusion and sustainability (in communities, schools and healthcare facilities), the system strengthening approach aims to accelerate progress towards the achievement of SDG 6 (notably targets: 6.1, 6.2, 6.A and 6.B), with knock-on effects for SDGs 3, 4, 5, 6 and 16. Underpinned by the human rights to water and sanitation, system strengthening aims to empower citizens to demand their rights, build strong and accountable governments (at all levels), strengthen public institutional processes (such as: strategic planning, financing, monitoring, coordination, regulation and policy) and demonstrate sustainable models for WASH delivery for government scale-up. It is this holistic approach which sets system strengthening apart from more traditional, service delivery based approaches. Cross-sector collaboration is central to system strengthening as is the achievement of transformative change that leaves no one behind. Aligning with and embedding into government processes and structures is critical to building government capacity and leadership for the ongoing delivery and sustainability of WASH. However, working to government timescales can sometimes delay progress. System strengthening aims to change the mind-sets and behaviours of communities and governments alike. For example, shifting government mind-set to allocate budget for the ongoing costs required to sustain WASH access, rather than just the initial capital costs for new infrastructure installation. This behaviour change has been initiated by the completion life cycle costing assessments (LCCA) for water and sanitation services. These participatory assessments have helped to highlight to district governments the full costs required to sustain WASH access long into the future. These costs have been included into district development plans and submitted to higher-government for budget approval. The LCCA results have also been shared with higher levels of government to influence scale-up of the costing approach into other districts. A lack of data is also a challenge to systems strengthening and the achievement of universal WASH access. Data about current WASH access and the level of service currently received by communities in the district is required for informed government decision-making. Working with government to collect such data has strengthened government understanding of service level data and ability to collect and use the data in future decision-making. Increased availability and use of WASH data helps ensure WASH access is sustained and that investment is targeted to communities so far left behind. Working to government timeframes and changing behaviours takes time: system strengthening therefore requires flexible funding, targeted advocacy and adaptive programme management.

Partners

System strengthening in Ethiopia, Cambodia, Uganda and Pakistan has involved working directly with district, provincial and national government; local private sector; social enterprises, civil society; non-profit organisations and communities. Stakeholders are involved throughout the system strengthening approach, beginning with the detailed context analysis and programme design process. Stakeholders work to identify the systemic blockages to inclusive, sustainable WASH access and where targeted support is needed. Innovative and flexible donor funding is required to facilitate the approach as well as the flexibility to adjust programme activities to achieve the desired outcome of reaching everyone.

Implementation of the Project/Activity

WaterAid’s system strengthening approach starts with a participatory context analysis and programme design process. These processes have been completed with key stakeholders (including government, private operators, civil society organisations and communities) to ensure systemic blockages to WASH inclusion and sustainability are identified and incorporated into the intervention. The involvement of these stakeholders, particularly government, in the assessment and design phase has helped to build support and leadership for the intervention in each target district. Stakeholder participation, and the completion of stakeholder mapping during the design phase has also helped to reduce the risk of duplicating efforts – for example, there are many agencies already working in Kampala to strengthen different parts of the WASH system. Depending on the context, WaterAid considers the district or province as the administrative point of entry for a system strengthening approach. Under the decentralisation process, it is often at these lower levels that government has the responsibility and mandate for the sustainable delivery of WASH services and behaviours. At these lower levels of government, WaterAid is playing a facilitating and capacity building role to help strengthen citizen’s voice, government leadership and institutional processes. Where progress at the district level has been limited (often the result of weak decentralisation of authority and finance), the system strengthening approach promotes engagement at the national level to seek sectoral and policy reform. Efforts at the national level are being bolstered by engagements at regional and global levels to increase downward pressure on national-level reform and accountability. It is through this multi-pronged approach that system strengthening aims to achieve sustainable universal access to WASH. A results framework with quantitative and qualitative indicators is being used to capture evidence of change in the system. An adaptive management approach encourages regular reflection on progress made, challenges and changes in the context. This management approach is facilitating course-correction to ensure the intervention remains effective and relevant to the changing context. Regular reflection, documentation, and dissemination of lessons learnt and best practice in applying system strengthening has been embedded within the approach. Lessons, best practice and evidence of change are being used to influence policy and practice of government (at multiple levels), WASH practitioners and donors, to bring about transformative change.

Results/Outputs/Impacts

The results of systems strengthening are measured by tracking changes in the enabling environment for WASH inclusion and sustainability. Examples include changes in: government capacity to plan, budget, deliver and monitor WASH at multiple levels; the development, adoption and enforcement of WASH-related legislation and policy; government understanding and recognition of WASH rights for all; ability of communities to demand improved WASH access and understand their responsibilities for WASH sustainability; and service provider capacity to deliver WASH and provide ongoing technical support to users. Evidence of change thus far includes: government scale-up of approaches and models to map provincial water supply access in Cambodia and the integration of WASH indicators (including the presence/absence of menstrual hygiene management facilities in schools) into existing national government health and education monitoring information systems (MIS) in Pakistan and Uganda. The successful integration of WASH indicators into existing MIS aims to ensure government has necessary data to inform decision-making around WASH investment long after the system strengthening intervention ends. Such improvements to government mapping and monitoring of WASH aims to strengthen government decision-making, transparency and accountability – ensuring no one is left behind or without sustainable WASH access. Unexpected positive spill-over of such work has included the leveraging of WASH financing from external agencies to extend and improve WASH access to currently underserved areas of Kampong Chnnang Province in Cambodia. Evidence of change in government and school management committee understanding of the full life cycle costs required to sustain WASH access has also been observed. This includes the integration of the full life cycle costs into district-level government WASH plans, and the reallocation of school budgets to cover maintenance costs of school WASH facilities. The impact of systems strengthening is captured by tracking the change in WASH services levels (aligned to the SDG service level ladders) at the district level. Baselines of WASH service levels are completed in collaboration with government, to strengthen government capacity to monitor service levels and to measure the existing WASH status in the intervention area. The long-term aim of system strengthening is to observe a gradual improvement in WASH access and service levels in all intervention areas.

Enabling factors and constraints

A flexible, adaptive management approach is required for effective systems strengthening. Opportunities for regular reflection, coupled with flexible funding, facilitates this adaptive management approach. System strengthening requires close collaboration with and alignment to government processes which can inherently slow down progress. Sufficient time and concerted effort must be given at the start of any system strengthening initiative to sign Memorandum’s of Understanding with relevant government departments, to establish government buy-in and build government leadership. Failure to establish strong government working relationships at the start will likely result in limited government scale-up or adoption of piloted models and approaches. Effective system strengthening requires engagement with government at multiple levels.

Sustainability and replicability

Sustainability of WASH services and behaviours is inherent to WaterAid’s systems strengthening approach. Efforts are made to strengthen the institutional processes and functions of government departments, service providers and community-based organisations required for WASH inclusion and sustainability. Concerted effort is targeted towards building strong government leadership and buy-in for the approach at the start. This aims to increase the likelihood that demonstrated models and approaches are scaled by government after the system strengthening initiative has ended. While the potential impact of system strengthening is high, its cost is relatively low. System strengthening typically involves supporting the organisation and facilitation of government meetings and engagements – to strengthen government policy, planning, monitoring and financing processes for WASH inclusion and sustainability. The most costly component of WaterAid’s system strengthening approach is the demonstration of service delivery models and approaches for government scale-up. However, compared to traditional NGO-driven service delivery interventions (aimed at extending coverage to WASH access to as many people as possible), the system strengthening approach stimulates government-driven service delivery, thereby reducing cost while increasing likelihood for scale and replication. Regular reflection and the sharing of learning and best practice is critical to the system strengthening approach. WaterAid’s system strengthening approach incorporates cross-country and cross-sectoral learning and sharing of what works, what doesn’t and why. The aim is to refine and encourage the adoption of the approach into other contexts within and beyond the WASH sector.

Conclusions

The impact of system strengthening is context-specific and takes time to be observed. System strengthening requires the supporting agency to work directly with government and align to government processes which can often slow progress. Sufficient time should be dedicated at the start of the intervention to build government buy-in and leadership. The context-specific nature of system strengthening requires an adaptive management approach and flexible donor funding. Flexible funding allows for continuous course correction, ensuring the intervention remains relevant and appropriate to the context. A system strengthening approach should strengthen existing government structures and processes to avoid the creation of parallel processes (as set out in the Sanitation and Water for All Collaborative Behaviours). Key stakeholders should be involved from the beginning, starting with the participatory context analysis and programme design process. The context analysis should be continuously reviewed to inform further programme refinement. Collaboration with non-WASH sector actors is critical to a system strengthening approach. This helps to embed WASH into other sectors (notably the health and education sectors) for sustained impact, the achievement of numerous SDGs and transformational change.

Other sources of information

Link to a current WaterAid programme applying the system strengthening approach in practice: https://washmatters.wateraid.org/suswash

SDGS & Targets

Goal 4

Ensure inclusive and equitable quality education and promote lifelong learning opportunities for all

Goal 6

Ensure availability and sustainable management of water and sanitation for all

Goal 5

Achieve gender equality and empower all women and girls

Goal 16

Promote peaceful and inclusive societies for sustainable development, provide access to justice for all and build effective, accountable and inclusive institutions at all levels

Goal 1

End poverty in all its forms everywhere

Goal 3

Ensure healthy lives and promote well-being for all at all ages

Deliverables & Timeline

N/A

Resources mobilized

Resources

Staff / Technical expertise

Financial and staff/technical resources are devoted to the system strengthening approach.

Partnership Progress

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Action Network

This initiative does not yet fulfil the SMART criteria.

Timeline

03 April 2017 (start date)

31 March 2020 (date of completion)

Entity

WaterAid

SDGs

4 6 5 16 1 3

Region

Asia and Pacific

Geographical coverage

Rolea Bier and Samakki Meanchey districts (Kampong Chnnang Province, Cambodia), Gololcha district (Oromia region, Ethiopia), Thatta district (Sindh Province, Pakistan) and Kampala (Uganda).